FPAM-CMDF Workshop – Module D : Regulatory Compliance Challenges for FP/FA Firms and It Registered/Licensed Representative

September 6, 2017 fpam

25 January 2018, Thursday [ Full day ]
FPAM: 10 CE Points / SIDC: 10 CE Points  / FiMM: 8 CPD Points / MFPC : 6 CDP Hours

Learning Outcome

Participants will be able to:

  1. Identify the various types of Financial Planning (FP) firms
  2. Recognize its impact on regulatory compliance landscape in Malaysia
  3. Analyze the improvements that can be made and its challenges
  4. Recognize the role of the regulators in this industry
  5. Compare the FP/FA industry in Malaysia to the development in other jurisdiction

Venue:Rafflesia 1, Sime Darby Convention Centre, Kuala Lumpur
Time: 9.00am – 5.00pm (Registration start at 8.30am)
Instructor: Mark Jacobsen

Fees: RM 150 (Open to all Licensed Financial Planner {LFP} and Financial Adviser Representative {FAR} who are members of FPAM, AFA, MFPAA and MFPC)
[The fee includes workshop materials, lunch and refreshments.]

Please click on the link below for the Course Outline & Registration Form:

250118_Module D_Regulatory Compliance Challenges for FPFA Firms and It RegisteredLicensed Representative

Shall you need any further information, please do not hesitate to send e-mail to  events@fpam.org.my or call FPAM  office +603 7954 9500.